The PCAOB hosts forums to provide registered audit firms access to timely information. The forums provide updates about PCAOB activities to registered firms that audit public companies considered to be small businesses, as well as auditors of broker-dealers. Forums provide attendees with an opportunity to learn more about the work of the Board and current issues impacting the relevant sector of the auditing profession.

Besides providing important updates, the forums are an opportunity for Board members and PCAOB staff to receive input on issues related to the Board’s work.

You may select in-person OR virtual attendance below. Note: CPE credit is only available to those attending in-person.

Location Information

Location Name
Chicago Marriott Downtown Magnificent Mile
Address
540 North Michigan Avenue, Chicago, IL, US
Directions
Google, Bing, MapQuest

Agenda

May 22

9:15-10:05amWelcome and Chair Williams Remarks

10:05-11:20amPCAOB Inspections Overview and Illustrative Examples: Issuers

11:20-11:35amBREAK

11:35am-12:25pmPCAOB Standard-Setting Update

12:25-12:50pmPCAOB Enforcement Update

12:50-1:50pmLUNCH

1:50-2:40pmSEC Update

2:40-3:30pmFINRA Update

3:30-3:45pmBREAK

3:45-5:00pmPCAOB Inspections Overview and Illustrative Examples: Broker-Dealers

Additional Information

Additional information will be sent 1-2 business days prior to the meeting. For those attending virtually, an access link will be included in that information.

If you have questions, you can reach us via email at [email protected].

Registration

Prefix (Mr., Mrs., etc.)

Name

Email Address

Firm Name

Address

Work Phone Number

Position / Title

Attendance Format

I will attend IN-PERSON
I will attend VIRTUALLY
Note: CPE is only available to those attending in-person

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