The PCAOB hosts forums to provide registered audit firms access to timely information. The forums provide updates about PCAOB activities to registered firms that audit public companies considered to be small businesses, as well as auditors of broker-dealers. Forums provide attendees with an opportunity to learn more about the work of the Board and current issues impacting the relevant sector of the auditing profession.

Besides providing important updates, the forums are an opportunity for Board members and PCAOB staff to receive input on issues related to the Board’s work.

You may select in-person OR virtual attendance below.

Location Information

Location Name
Hyatt Regency Jersey City
Address
2 Exchange Place, Jersey City, NJ, US
Directions
Google, Bing, MapQuest

Agenda

November 20

9:30-10:20 amWelcome and Board Member Thompson Remarks

10:20-11:35 amPCAOB Inspections Overview and Illustrative Examples: Issuers

11:35-11:45 amBREAK

11:45 am-1:00 pmPCAOB Standard-Setting Update

1:00-2:00 pmLUNCH

2:00-2:25 pmPCAOB Enforcement Update

2:25-3:15 pmSEC Update

3:15-4:05 pmFINRA Update

4:05-4:15 pmBREAK

4:15-5:30 pmPCAOB Inspections Overview and Illustrative Examples: Broker-Dealers

Additional Information

Additional information will be sent 1-2 business days prior to the meeting. For those attending virtually, an access link will be included in that information.

If you have questions, you can reach us via email at [email protected].

Registration

Prefix (Mr., Mrs., etc.)

Name

Email Address

Firm Name

Address

Work Phone Number

Position / Title

Attendance Format

I will attend IN-PERSON
I will attend VIRTUALLY

Event Registration Software by RegFox