The PCAOB hosts forums to provide registered audit firms access to timely information. The forums provide updates about PCAOB activities to registered firms that audit public companies considered to be small businesses, as well as auditors of broker-dealers. Forums provide attendees with an opportunity to learn more about the work of the Board and current issues impacting the relevant sector of the auditing profession.

Besides providing important updates, the forums are an opportunity for Board members and PCAOB staff to receive input on issues related to the Board’s work.

Location Information

Location Name
University of Miami Student Center Complex
Address
1330 Miller Dr, Miami, FL, 33146 US
Directions
Google, Bing, MapQuest

Agenda

October 9

8:30-9:20 amWelcome and Board Member Ho Remarks

9:20-10:35 amPCAOB Inspections Overview and Illustrative Examples: Issuers

10:35-10:45 amBREAK

10:45-11:10 amPCAOB Enforcement Update

11:10 am-12:25 pmPCAOB Standard-Setting Update

12:25-1:25 pmLUNCH

1:25-2:40 pmPCAOB Inspections Overview and Illustrative Examples: Broker-Dealers

2:40-2:50 pmBreak

2:50-3:40 pmSEC Update

3:40-4:30 pmFINRA Update

Additional Information

Additional information will be sent 1-2 business days prior to the meeting.

If you have questions, you can reach us via email at [email protected].

NOTE: Attendance is in-person only. There is NO virtual option but a recording will be made available on the PCAOB website after the event.

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