The PCAOB hosts forums to provide registered audit firms access to timely information. The forums provide updates about PCAOB activities to registered firms that audit public companies considered to be small businesses, as well as auditors of broker-dealers. Forums provide attendees with an opportunity to learn more about the work of the Board and current issues impacting the relevant sector of the auditing profession.

Besides providing important updates, the forums are an opportunity for Board members and PCAOB staff to receive input on issues related to the Board’s work.

Location Information

Location Name
Chicago Marriott Downtown Magnificent Mile
Address
540 North Michigan Avenue, Chicago, IL,
Directions
Google, Bing, MapQuest

Agenda

April 3

8:30-9:20 amWelcome and Chair Williams Remarks

9:20-10:35 amPCAOB Inspections Overview and Illustrative Examples: Issuers

10:35-10:45 amBREAK

10:45-11:10 amPCAOB Enforcement Update

11:10 am-12:25 pmPCAOB Standard-Setting Update

12:25-1:25 pmLUNCH

1:25-2:15 pmFINRA Update

2:15-3:05 pmSEC Update

3:05-3:15 pmBreak

3:15-4:30 pmPCAOB Inspections Overview and Illustrative Examples: Broker-Dealers

Additional Information

Additional information will be sent 1-2 business days prior to the event.

If you have questions, you can reach us via email at [email protected].

Registration

Prefix (Mr., Mrs., etc.)

Name

Email Address

Firm Name

Address

Work Phone Number

Position / Title

Registration Options

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