The PCAOB hosts forums to provide registered audit firms access to timely information. The forums provide updates about PCAOB activities to registered firms that audit public companies considered to be small businesses, as well as auditors of broker-dealers. Forums provide attendees with an opportunity to learn more about the work of the Board and current issues impacting the relevant sector of the auditing profession.

Besides providing important updates, the forums are an opportunity for Board members and PCAOB staff to receive input on issues related to the Board’s work.

Location Information

Location Name
The University of Texas at Dallas
Address
800 W. Campbell Road, Richardson, TX, 75080
Directions
Google, Bing, MapQuest

Agenda (subject to change)

November 5

9:00-9:55 amWelcome and Board Member Perspectives

9:55-11:10 amPCAOB Inspections Overview and Illustrative Examples: Broker-Dealer

11:10-11:20 amBREAK

11:20-12:35 pmPCAOB Inspections Overview and Illustrative Examples: Issuer

12:35 - 1:35 pmLUNCH

1:35 - 2:25 pmFINRA Update

2:25 -3:10 pmSEC Update

3:10 - 3:20 pmBreak

3:20 - 4:10 pmPCAOB Standard-Setting Update

4:10 - 4:35 pmPCAOB Enforcement Update

Additional Information

Additional information will be sent 1-2 business days prior to the event. Please note that there is NO virtual option for this forum.

If you have questions, you can reach us via email at [email protected].

Registration

Prefix (Mr., Mrs., etc.)

Name

Email Address

Firm Name

Address

Work Phone Number

Position / Title

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